Securities Exchange Act

Results: 28007



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80173rd United States Congress / Financial economics / Financial system / Commodity Futures Trading Commission / Commodity Exchange Act / Barclays / Securities Act / Securities Exchange Act / Regulation D / United States securities law / United States Securities and Exchange Commission / Financial regulation

UNITED STATES OF AMERICA Before the SECURITIES AND EXCHANGE COMMISSION SECURITIES ACT OF 1933 Release NoMay 20, 2015 ORDER UNDER RULE 506(d) OF THE

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Source URL: www.sec.gov

Language: English - Date: 2015-05-20 14:42:04
802United States securities law / SEC filings / Investment / Finance / 73rd United States Congress / Securities Act / Security / U.S. Securities and Exchange Commission / Initial public offering / Stock market / Financial economics / United States Securities and Exchange Commission

Secretary of State Certificate and Order for Filing FILED:51 PM

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Source URL: www.dfcs.oregon.gov

Language: English - Date: 2015-06-03 19:31:36
803Executive pay / Management / Recruitment / Financial regulation / Dodd–Frank Wall Street Reform and Consumer Protection Act / U.S. Securities and Exchange Commission / Citigroup / Regulation S-K / Investor Protection and Securities Reform Act / United States corporate law / Business / Employment compensation

December 2, 2013 Ms. Elizabeth M. Murphy Secretary U.S. Securities and Exchange Commission 100 F Street, NE Washington, DC

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Source URL: www.execcomp.org

Language: English - Date: 2015-02-24 18:33:07
804Securities Exchange Act / Financial regulation / SEC filings / Securities regulation in the United States / U.S. Securities and Exchange Commission / Finance / Government / United States securities law / 73rd United States Congress / United States Securities and Exchange Commission

OMB APPROVAL OMB Number: Estimated average burden hours per response

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Source URL: nasdaq.cchwallstreet.com

Language: English - Date: 2015-04-21 17:20:03
805Stock market / Corporate finance / United States securities law / SEC filings / United States Securities and Exchange Commission / Securities Exchange Act / Initial public offering / Security / U.S. Securities and Exchange Commission / Financial economics / Finance / Investment

Online QUESTIONING THE 500 EQUITY HOLDERS TRIGGER William K. Sjostrom, Jr. An obscure provision of the Securities Exchange Act ofExchange

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Source URL: www.hblr.org

Language: English - Date: 2014-08-26 11:33:36
806Investment / Economics / Merrill Lynch / Wells Fargo / Security / Bond / Securities Exchange Act / U.S. Bancorp / Investment banking / Financial services / Primary dealers / Stock market

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.CFORM 8-K CURRENT REPORT

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Source URL: www.idacorpinc.com

Language: English - Date: 2015-03-16 13:25:55
807Securities and Exchange Commission Form 10-Q / Government / Financial regulation / Finance / SEC filings / Securities Exchange Act / U.S. Securities and Exchange Commission

UNITED STATES OF AMERICA Before the SECURITIES AND EXCHANGE COMMISSION SECURITIES EXCHANGE ACT OF 1934 Release NoMay 28, 2015 ADMINISTRATIVE PROCEEDING

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Source URL: www.sec.gov

Language: English - Date: 2015-05-28 06:06:46
808Securities and Exchange Commission Form 10-Q / OTC Markets Group / Government / Financial regulation / Finance / SEC filings / Securities Exchange Act / U.S. Securities and Exchange Commission

UNITED STATES OF AMERICA Before the SECURITIES AND EXCHANGE COMMISSION SECURITIES EXCHANGE ACT OF 1934 Release NoMay 20, 2015 ADMINISTRATIVE PROCEEDING

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Source URL: www.sec.gov

Language: English - Date: 2015-05-19 20:25:54
809Financial services / 76th United States Congress / Employment compensation / Institutional investors / Investment Advisers Act / Financial adviser / Hedge fund / Pension / U.S. Securities and Exchange Commission / Financial economics / Investment / Finance

IN THE UNITED STATES DISTRICT COURT FOR THE NORTHERN DISTRICT OF GEORGIA ATLANTA DIVISION GRAY FINANCIAL GROUP, INC., ) LAURENCE O. GRAY, and )

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Source URL: securitiesdiary.files.wordpress.com

Language: English - Date: 2015-02-24 13:11:25
810BHP Billiton / Economy of Western Australia / Foreign Corrupt Practices Act / Securities Exchange Act / Hospitality / Internal control / Mining / Business / Business ethics

UNITED STATES OF AMERICA Before the SECURITIES AND EXCHANGE COMMISSION SECURITIES EXCHANGE ACT OF 1934 Release NoMay 20, 2015 ADMINISTRATIVE PROCEEDING

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Source URL: www.sec.gov

Language: English - Date: 2015-05-19 20:29:12
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